years of experience in internal control, auditing, or compliance in multinational company. Strong understanding of Internal... Control & Audit framework (i.e. COSO, Sarbanes-Oxley). Demonstrated experience in managing and mentoring a team, with a focus...
and functions in the Americas. The individual will also collaborate with the MCC Internal Audit, and work with the CEO and Audit... Committee to execute the Americas Internal Audit Plan to verify whether corporate governance, risk management, and internal...
leaders. Primary Responsibilities · Provide senior level regulatory advice and guidance on all aspects of control room...Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director...
leaders. Primary Responsibilities · Provide senior level regulatory advice and guidance on all aspects of control room...Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director...
as the key relationship manager with senior business leaders, providing advisory support on complex regulatory and conflicts...Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the...
activities for Internal Audit. The individual will play an integral role in assessing the adequacy and effectiveness of processes... Program oversight to risk assessments, audit planning and executions, and reporting processes within Internal Audit...
and Internal Audit Department (IAD) policies and procedures, and (ii) supporting the Cybersecurity Audit Team Head in the execution..., development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas...
with subject matter experts (SMEs) and senior stakeholders within the Americas Division (AD) to develop, communicate, and manage... from regulators, the legal department, and internal audit and testing. Other tasks as assigned, to include leading policy related...
process and risk/control framework enhancements Responses to, and coordination with Internal Audit, Regulators, and Control...The Business Risk Manager, based in New York, will join the global Wealth Investment Solutions Business Risk Team...
expectations and internal control standards. Lead the coordination and execution of remediation activities related to regulatory... findings and audit observations, ensuring timely closure, documentation, and sustainable control implementation. Develop...
Compliance, Risk or Internal Audit experience within a Corporate Bank environment; Knowledge of Broker/Dealer FINRA/SEC rules... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...
Compliance, Risk or Internal Audit experience within a Corporate Bank environment; Knowledge of Broker/Dealer FINRA/SEC rules... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...
's procedures Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews covering Compliance... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...
updates to the team's procedures Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews... Americas compliance function, responsible for executing testing reviews and monitoring activities and contributing to the...
's procedures Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews covering Compliance... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...