Vaco is partnering with a client in Tempe, AZ to hire a Senior Trading Specialist. In this role, you will handle... are processed accurately and efficiently within the system. The ideal candidate will hold an active Series 7 and Series 63 or 66...
and/or knowledge of financial crimes typologies FINRA licenses including the SIE or Series 7 at minimum, or related experience... enforcement Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational...