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Keywords: Sr. Compliance Officer, Location: New York City, NY

Page: 1

Sr. Compliance Officer - Compliance Oversight Program (Associate) - TD Securities (US)

Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)

Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)

Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Sr. Compliance Officer

’s investment compliance team, primarily supporting Invesco Fixed Income. About the Role: The Compliance Officer utilizes... Job Description About the Department/Team: Investment Compliance is a global function responsible for ensuring compliance with regulatory...

Company: Invesco
Location: New York City, NY
Posted Date: 23 Nov 2025
Salary: $110000 per year

Sr. Vice President - Compliance

excellence across all levels of the organization. The SVP of Compliance reports to the Chief Legal Officer. Responsibilities... on compliance matters; advises the President/CEO, Chief Legal Officer, executive leadership team, and Board on risk, compliance...

Posted Date: 18 Jan 2026
Salary: $215000 - 225000 per year

Treasury Management - Sales & Payments Officer Sr

Position Title Treasury Management - Sales & Payments Officer Sr Location New York, NY 10018 Job Summary A Senior... platforms. Ensuring compliance with applicable federal, state and local laws and regulations. Completes...

Company: Flagstar Bank
Location: New York City, NY
Posted Date: 16 Jan 2026

Sr. Client Success Manager - Enterprise

success Drive Revenue Growth: Partner with the Executive Relationship Officer/Account Manager to develop Account Plans... reporting, compliance workflows, and operational efficiency tools Strong analytical skills, focusing on introducing discipline...

Company: Addepar
Location: New York City, NY
Posted Date: 31 Jan 2026
Salary: $110000 - 171000 per year

Sr Director, Real Estate

while strengthening compliance frameworks across our 280+ restaurant footprint. We're seeking an experienced Senior Director of Real... Chief Development Officer (CDO) and will lead Real Estate acquisition activities to meet corporate 3-year plan objectives...

Company: sweetgreen
Location: New York City, NY
Posted Date: 28 Jan 2026

Sr. Investments Recruiter

with experience in hiring for financial services, from early career to officer level positions. Our Recruiters are valuable partners... - recruitment for sales, strategy, Investment professionals, and core corporate functions (such as finance and compliance) is highly...

Company: New York Life
Location: New York City, NY
Posted Date: 20 Nov 2025
Salary: $116000 - 166000 per year

Sr. Investments Recruiter

with experience in hiring for financial services, from early career to officer level positions. Our Recruiters are valuable partners... – recruitment for sales, strategy, Investment professionals, and core corporate functions (such as finance and compliance) is highly...

Company: New York Life
Location: New York City, NY
Posted Date: 20 Nov 2025
Salary: $116000 - 166000 per year