. Job Description Summary Transamerica Financial Advisors (TFA) is searching for a Surveillance Lead Compliance Analyst to help mitigate TFA.... Perform surveillance functions to ensure compliance with current state and/or federal regulations. Contribute to the...
. Job Description Summary Transamerica Financial Advisors (TFA) is searching for a dynamic and experienced Testing Lead Compliance Analyst... Qualifications: FINRA licensing (Series 66) preferred Prior experience conducting investigations and surveillance Prior...