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Keywords: Swap Dealer, Finance Manager, Location: New York City, NY

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Swap Dealer, Finance Manager

City (Hybrid) Impact Your expertise in financial management will directly impact the Swap Dealer's ability to navigate... with the Swap Dealer's goals and objectives. Budgeting and Forecasting: Oversee the preparation of budgets, forecasts...

Company: FalconX
Location: New York City, NY
Posted Date: 25 Nov 2025

Broker Dealer Regulatory Governance Advisory Compliance Officer

at a broker dealer and or swap dealer preferred. BA/BS required. JD Preferred. Series 7, 24, 79 a plus. SMBC's employees... offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...

Posted Date: 10 Oct 2025
Salary: $139000 - 200000 per year

Market Risk Governance Manager

across Combined U.S. Operations (CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker-Dealer entity...: Risk Governance: - Support all market risk governance obligations under CFTC Swap Dealer rules, including Risk Management...

Posted Date: 19 Nov 2025
Salary: $135000 - 180000 per year