Compliance Advisor leads North American trade compliance activities to ensure alignment with applicable trade laws, regulations.... Provides strategic advice on global trade compliance matters and serves as a North America subject matter expert. Partners...
/Anti-Bribery/Anti-Corruption, Indirect Third Parties, Conflicts of Interest, International Trade Compliance and Financial... Crimes Compliance Serve as a key advisor to leadership on AI-related usage by Compliance Collaborate with Digital and IT...
firm’s transition to becoming a Registered Investment Advisor (RIA). Regulatory Compliance Management Design... decision-making. Oversee compliance for trade allocation, best execution, fee billing, and service provider/vendor due...
services and wealth management. The ideal candidate is execution-driven, able to make architectural trade-offs, and experienced... with product and engineering leaders to design solutions that support advisor workflows such as research, portfolio analysis...
but not limited to correspondence review, trade corrections, gift reviews, electronic communications reviews) across multiple Lines..., Advisor / Banker compensation plans, firm wide policies, and procedures to conduct reviews. Ability to build relationships...
Relationship Manager you'll be the go-to advisor for acquiring, retaining and growing International Middle Market (IMM) customer... customer needs with relevant expertise; notably with Trade, Cash Management, and Investment Banking and Markets Lead, inspire...
infrastructure, and propose effective migration and modernization strategies to AWS. As a trusted advisor to our customers... Acting as a trusted advisor to customers on industry trends and emerging technologies Sharing knowledge within the...
margin performance, and expand market share. The Sales Manager will act as a trusted advisor, leveraging industry expertise... challenges, and maintain high levels of customer satisfaction. Represent the company at trade shows, networking events...
to hospital customers. Our reps are viewed as a trusted advisor to their customers. This role not only requires an understanding... and comprehensive manner (expenses, compliance, CRM, as directed) Educate buyers and promote Cardinal’s products through participation...
initiatives, and maintain engagement with industry trade groups. Oversee regulatory compliance monitoring and reporting... for leading fund financial reporting, tax administration, audit, compliance monitoring, client servicing, and custody and transfer...
that are responsible for supervising various functions (including but not limited to correspondence review, trade corrections, gift reviews... skills Ability to understand new investment products, Advisor / Banker compensation plans, firm wide policies...
process to portfolio management is smooth and accurate. Handle advisor and client communication. Serve as the central point...’s investment objects and risk tolerance. Trade implementation and strategic rebalancing for new and existing client accounts...
Relationship Manager and Financial Advisor to clients, introducing a full range of core banking products, differentiated... strong risk management acumen including credit, operational and compliance risks to act as first line of defense in adhering...
Year, and has been recognized by Global Trade Americas as a leading 3PL to watch. We are proud to offer highly... opportunities by working closely with the sales and operations management team to act as a trusted advisor, understanding customer...