a plus Skills/Knowledge: Minimum 2 years as a manager in Investment Compliance Good working knowledge of Portfolio Management... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
a plus Skills/Knowledge: Minimum 2 years as a manager in Investment Compliance Good working knowledge of Portfolio Management... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
. WHAT IS THE OPPORTUNITY? The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade...INVESTMENT ANALYTICS & TRADE MONITORING MANAGER ABOUT US City National Rochdale (CNR) partners with financial...
- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment... and regulatory agencies as applicable. Required skills Certified Regulatory Compliance Manager (CRCM) Analytical skills...
- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment... and regulatory agencies as applicable. Required skills Certified Regulatory Compliance Manager (CRCM) Analytical skills...
of compliance experience within an investment adviser, asset manager, or private funds environment. Strong working knowledge of SEC...Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking...
surveillance, and monitoring. Qualifications: 7+ years of compliance experience within an investment adviser, asset manager...Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking...
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment...
Job description Business type Types of Jobs - Finance / Accounting Job title Senior Associate / VP Portfolio Manager Contract...Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking...
Job description Business type Types of Jobs - Finance / Accounting Job title Senior Associate / VP Portfolio Manager Contract...Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking...
Manager position at Vice President level, which is part of the job family responsible for developing and maintaining software... available to customers in a way that is safe, controlled, repeatable, scalable, and predictable. The ‘Release Engineer, P5 VP’ role...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment... responsible for the overall investment activities of Aflac, Inc. and subsidiaries in Japan, Bermuda, and the U.S. With 150...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment... responsible for the overall investment activities of Aflac, Inc. and subsidiaries in Japan, Bermuda, and the U.S. With 150...
and experienced program manager to join our team. The Program Management and Documentation VP will be responsible for overseeing..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...
, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... of benefits to its employees. Role Description The Vice President, Business Risk will support the Business Risk Manager...
, and participating in the enterprise data governance bodies. People Data Domain Steward As the People Data Manager, you will serve..., including defining access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory...
Job Category: Customer Success Job Description: As a Client Service Manager (CSM) in Securities Services... satisfaction with JP Morgan. You will also manage billing accuracy and ensure compliance with company policies...
needs with enterprise technology, data, and AI capabilities. The VP will partner with investment professionals, operating... that’s eager to create, innovate and make an impact on the world? Read on. Morgan Stanley Investment Management Technology (IMIT...
closely with investment, risk, and compliance teams to ensure portfolios are managed within guidelines. Support: Assist...Job Title: VP, IT Enablement Services, Program Management Take the next step in your career with us. Allied World...
Entity About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate... and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The...