. Job Description: We are seeking a highly experienced Vice President to work in the London Control Room within Compliance at TD Securities. The ideal.... Work closely with Control Room partners in Toronto, and US Control Room. Work closely with Compliance Advisory and Legal...
Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate... of the Advisers Act, regulatory reporting, and administers the Code; Control Room, Conflicts and Trading, which oversees the...