Compliance KYC Policy Vice President within the Compliance, Conduct and Operational Risk (CCOR) team, you will be responsible...Job Category: Firmwide Risk and Compliance Job Description: Bring your expertise to JPMorgan Chase. As part of Risk...
Compliance Corporate Title Vice President Location New York, NY Overview You will provide business compliance coverage...Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro...
standards. As a Vice President within Legal Controls and CCOR, you will be responsible for crafting strategic plans...The Legal, Compliance & Controls team is responsible for developing cross-organizational strategy and executing...
. What you will be responsible for As the Technology Compliance Vice President: Oversee the firm’s efforts to prepare for and execute periodic... and RVEs’, ‘Requatory Queries and Attestations’, and ‘Technology Compliance’). The RMS team is looking for an experienced VP...
, related business processes, platforms, and data standards. As a Vice President within Legal Controls and CCOR...Job Category: Control Officers Job Description: The Legal, Compliance & Controls team is responsible for developing...
Job Description: Compliance Associate – Vice President Guggenheim Securities Position Summary ·Guggenheim... Compliance Registration Team. This person will work closely with Compliance Officers, Human Resources, and Broker-Dealer...
of something extraordinary. We're seeking a future team member for the role of Vice President, Compliance & Control (Wealth... Management) to join our Risk & Compliance team. This role is located in New York City. Preferred candidate should have a minimum...
is available at . Follow @blackstone on , , and . Job Description & Responsibilities: We are currently seeking an Assistant Vice President... of Tax. This position assumes ownership of a wide range of functions covering domestic and international tax compliance...
Department is currently seeking a Vice President, Broker Dealer Operations to support the growing Capital Markets business..., experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Compliance...
Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Vice President. The.... This is a Vice President level position within Business audit, which is responsible for inspecting controls in front, middle and back...
will provide more details. Our ideal candidate will possess a strong understanding of regulatory compliance, risk management... with various stakeholders. Assess regulatory/compliance controls related to areas of coverage. This would include providing clear...
Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance...
Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance...
investment strategies. About The Position Fortress seeks an experienced Compliance Officer to join the Fortress Legal... and Compliance Department and will report directly to the firm's Chief Compliance Officer. Fortress is a SEC-registered investment...
Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance...
Manages and executes all activities relating to the planning, implementation and quality execution of an audit, audit project, or specialty assignment (i.e., Model Audit, Professional Practices). Develops and maintains key client relationsh...
Title Vice President - Treasury COO office (Japanese bilingual preferred) About the Team The Treasury COO office... Americas Regional Treasurer in strategic decisions and communications. Lead regulatory compliance related to Treasury...
Vice President within the Asset Management Client Service F&BM team, you will partner with senior business leaders... with other business-aligned functional areas (Sales, Marketing, Legal, Risk & Controls, HR, Compliance, Technology and Operations...
's Degree required Prior investment banking experience required; 4+ years experience, with 1 being at the Vice President... for the team. Actively participate in recruiting and training activities. Ensure all activities are in compliance...
will provide more details. Job Summary The Vice President, External Affairs & Sustainability Strategy plays a cross-functional... Office, the Vice President will help ensure that cross-functional initiatives connecting policy, sustainability, and strategy...