Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...
, and tax compliance. Your key responsibilities As a senior in our Wealth & Asset Management practice..., you will be responsible for tax compliance and advisory work for clients. You would work with Managers through Partners on key client issues...
for regulatory compliance, community responsiveness, and structured operational excellence. This role supports their internal... compliance department in ensuring full adherence to local, state, and federal housing regulations. Position Summary...
of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues... to reinforce Aflac Global Investment's culture of compliance. Oversee maintenance and administration of the automated compliance...
of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues... to reinforce Aflac Global Investment’s culture of compliance. Oversee maintenance and administration of the automated compliance...
's parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing... and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team...
, Compliance Product Management who will be responsible for leading the strategy, development, and integration of Regulation... closely with Compliance, Legal, Engineering, and Operations teams to ensure that our systems effectively support regulatory...
is seeking candidates for the position of Compliance Specialist in the Consumer Examinations Unit within the Consumer Protection... institution's consumer compliance (CC), fair lending (FL) and Community Reinvestment Act (CRA) lending activities; Assists in the...
and compliance affairs of the Allied World U.S. entities. Job Duties · Assist with insurance regulatory and compliance matters... and corporate governance and compliance matters of the U.S. entities. · Assist with contract review, drafting, negotiating...
, experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Compliance... Department oversees and leads Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief...
Essential Functions Organize and Audit co-manufacturers QA related documents to ensure compliance to Boar’s Head...
candidate will join our Compliance Audit team, which is responsible for oversight and execution of our Legal and Compliance... with global peers on global Legal and Compliance Reviews; provide Compliance and Regulatory Subject Matter Expertise to Business...
candidate will join our Compliance Audit team, which is responsible for execution of our Legal and Compliance audit program... do in the role: Help identify risk and impact to Legal & Compliance coverage area to prioritize areas of focus Execute...
our world-class capabilities in investment grade private credit. Job Description: The Compliance AVP will work on a variety... of compliance-related matters involving the investment businesses described above. Responsibilities: Primary...
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... group (the Group) in its Global Compliance Department. The Group is responsible for the implementation and management of the...
or in response to emergencies. · Creating and supplying documentation to clients to ensure a satisfactory compliance status...
Fixed Income Municipals Compliance Coverage Company Profile Morgan Stanley is a leading global financial services... and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross...
with BAU work in areas of Regulatory Change Management and FLU Compliance Oversight, especially in FLU testing areas.... Responsibilities: Assist with various regulatory change management tasks Assist with control testing for compliance risk area to the...
with BAU work in areas of Regulatory Change Management and FLU Compliance Oversight, especially in FLU testing areas.... Responsibilities: Assist with various regulatory change management tasks Assist with control testing for compliance risk area to the...
The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The candidate... Essential Duties and Responsibilities: Assist with the assessment of the current Volcker Compliance program and identify...