支持香港關鍵領域重大專案建設、支持粵港澳大灣區協同發展，深入推進開發性金融在港實踐，助力“一國兩制”行穩致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance... project, review and implement sanctions related policies. Assist in AML/sanction compliance review. Liaise with business...
The Legal & Compliance Officer will play a key role in ensuring compliance with regulatory requirements and managing... with a reputable presence in Hong Kong. Description As a Legal & Compliance Officer, your main responsibilities will include...
The Legal & Compliance Officer will play a key role in ensuring compliance with regulatory requirements and managing... with a reputable presence in Hong Kong. Description As a Legal & Compliance Officer, your main responsibilities will include...
one or more of the following tasks, as assigned or directed from time to time by the Risk and Compliance Officer: * Assist in managing.... Assume the backup for the Risk and Compliance Officer when he is out of office if necessary. Provide support to projects...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
with a reputable presence in Hong Kong. Job Description As a Legal & Compliance Officer, your main responsibilities will include... Successful Applicant A successful Legal & Compliance Officer should have: A degree in Law, Business, or a related discipline...
Responsibilities: Review, update, test and enhance the compliance frameworks on the Company's various business... Develop and conduct internal trainings on all compliance related issues Keep abreast of regulatory developments and provide...
reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual... compliance, especially concerning SFC standards, CRS, FATCA, W-8BEN, and AML regulations. Proficiency in Cantonese, Mandarin...
documentation. Compile and deliver accurate MIS reports. Qualifications Experience in Compliance or Risk Control, ideally...
compliance training Assist in ad hoc projects as required Requirements : Undergraduate Degree in Law, Accountancy, Finance...
Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work...
- Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management... of the APAC Compliance strategy , focusing on Japan and Hong Kong equities markets. Conduct risk assessments, lead training...
corrective actions and continuous process improvements to enhance the company's overall risk prevention capability and compliance... management level. Compliance and Risk Management 1. Investigate illicit tobacco trade; identify customers/distributors...
and data protection. Serve as the organisation's Data Protection Officer, ensuring compliance with data protection laws Act... internal audits to ensure compliance with ISO requirements and prepare for external audits. Develop and maintain a compliance...
in compliance, regulatory affairs, legal practice, or the investment funds sector. Prior approval from CIMA as an AML Officer...Responsibilities: Provide strategic leadership and direction for the local Compliance Solutions team Manage...
and OTC derivatives. Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring, regulatory... compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職位直接向負責人匯報，專注...
, and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance... in order to safeguard the Group's interests and mitigate compliance and legal risks Formulate and implement compliance...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board...-Money Laundering (AML) and Counter Terrorism Financing (CFT) professional to act as the Money Laundering Reporting Officer...