About the job We are exclusively partnering with a U.S multi-strategy hedge fund to recruit a compliance officer... in London. This role will support the global surveillance team, ensuring coverage across the EMEA and APAC regions while working...
The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance...
The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... on Surveillance (Trade and Comms) across the Fixed Income, Swaps and OTC space; with an opportunity to gain exposure to a wider...
Trade Surveillance on Nasdaq SMARTS and via tactical controls. Escalating any suspicious activity findings to management... and reporting to regulators. Ensuring compliance with the company's regulatory requirements under the FCA and any other relevant...
Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact-finding... do As a Trade Surveillance Officer, you’ll be analysing order and trade activity to identify potential market abuse and poor conduct...
The Compliance Surveillance Team is responsible for designing, implementing, monitoring and testing a transversal... as an understanding of key and up to date Compliance matters. Knowledge of Surveillance Vendor tools is an advantage but not a requirement...
This is an exciting opportunity to join the Business Compliance Monitoring Surveillance Team (BCMS) in London... of Compliance Monitoring & Surveillance. Create and distribute high quality reporting in accordance with the monitoring framework...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... advice to Optiver's Commodities, Fixed Income, and FX traders. Draft policies and guidance on compliance matters applicable...
. That risk includes, but is not limited to, compliance with regulatory rules and guidance, as well as operational controls..., Electronic/Algorithmic and Research businesses globally. We also perform trade surveillance and monitor electronic and audio...