Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact-finding... do As a Trade Surveillance Officer, you’ll be analysing order and trade activity to identify potential market abuse and poor conduct...
shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all CA CIB..., Manipulation of Benchmarks. Solid working understanding of a compliance risk management framework Trade Surveillance Monitoring...
, Electronic/Algorithmic and Research businesses globally. We also perform trade surveillance and monitor electronic and audio..., Associate or VP level, to support and work alongside a global team of trade surveillance specialists, across all lines...
closely with the U.S. team. Responsibilities Lead on daily trade and communications surveillance, providing expert advice... About the job We are exclusively partnering with a U.S multi-strategy hedge fund to recruit a compliance officer...
The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... surveillance programmes, including Market Abuse Risk Assessments. Experience of interpreting trade and market data...
The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... surveillance programmes, including Market Abuse Risk Assessments. Experience of interpreting trade and market data...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... on Surveillance (Trade and Comms) across the Fixed Income, Swaps and OTC space; with an opportunity to gain exposure to a wider...
in eCommunications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank Understanding... management and IT literacy (trade capture systems and downstream feeds) risk systems, surveillance tools, databases...
Trade Surveillance on Nasdaq SMARTS and via tactical controls. Escalating any suspicious activity findings to management... of the FX space Strong knowledge of Trade Surveillance, MAR scenarios and vendors, specifically Nasdaq SMARTS...