What is the Compliance Surveillance Analyst responsible for? The Compliance team is responsible for the oversight... to minimize credit losses. What are the ongoing responsibilities of Compliance Surveillance Analyst? Key Responsibilities...
Job Category: CCOR Foundation Job Description: At Compliance Conduct and Operational Risk division, as a trade... surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading...
Job Category: Analyst Job Description: YOUR IMPACT Are you passionate about developing mission-critical, high... quality software solutions, using cutting-edge technology, in a dynamic environment? OUR IMPACT We are Compliance...
Job Category: Analyst Job Description: Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
Job Category: Associate Job Description: Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
Job Category: Senior Analyst Job Description: Our division prevents, detects and mitigates compliance, regulatory... and Compliance Officers. Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective...
Job Category: Analyst Job Description: Divisional Overview The Risk Division is a team of specialists charged...'s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support...