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Keywords: Investment Compliance Analyst, Location: London

Page: 1

Investment Compliance Analyst

will join their Investment Monitoring Team as a Compliance Analyst. This position reports directly to the Head of Compliance and offers the.... ​ Responsibilities: Monitor and review real-time alerts to ensure compliance with investment guidelines, resolving exceptions...

Location: London
Posted Date: 06 Apr 2025

Compliance, Investment Banking Compliance, M&A Advisory, Analyst, London

Job Description: BUSINESS UNIT AND ROLE OVERVIEW Investment Banking Compliance supports the Investment Banking... business by providing advice and guidance on regulatory, legal and compliance matters. Investment Banking (“IB”) includes M...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025

Manager, Investment Management and Wealth Risk & Compliance

experience in either, a consulting, in house compliance, regulatory operations or business analyst role or equivalent. A good...Connect to your Industry The ever-changing complexity of the regulatory and business environment in the Investment...

Company: Deloitte
Location: London
Posted Date: 04 Apr 2025

Investment Management – Emerging Markets Trader – Analyst/Associate

Investment Management – Emerging Markets Trader – Analyst/Associate London About Morgan Stanley Morgan Stanley... is a leading global financial services firm providing a wide range of investment banking, securities, investment management...

Company: Morgan Stanley
Location: London
Posted Date: 28 Apr 2025

Investment Initiatives Analyst

performance of investment portfolios Providing insights and recommendations to optimise investment outcomes Ensuring compliance... is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public...

Company: Legal & General
Location: London
Posted Date: 17 Apr 2025

Investment Initiatives Analyst

performance of investment portfolios Providing insights and recommendations to optimise investment outcomes Ensuring compliance... is one of Europe’s largest asset managers, providing clients and partners with complex, responsible investment solutions, across public...

Company: Legal & General
Location: London
Posted Date: 16 Apr 2025

Investment Management - Portfolio Surveillance – Analyst

Investment Management - Portfolio Surveillance – Analyst Company Profile Morgan Stanley is a leading global... Investment Management is currently recruiting for an analyst role of EMEA Portfolio Surveillance. Main duties are a combination...

Company: Morgan Stanley
Location: London
Posted Date: 11 Apr 2025

Lead Portfolio Investment Analyst - Fixed Income

with us. SCOPE The Lead Portfolio Investment Analyst (PIA) resides within the Fixed Income Modeling and Enablement group... manager focused on delivering global investment management excellence and retirement services that investors can rely...

Company: T. Rowe Price
Location: London
Posted Date: 27 Mar 2025

Business Analyst for Investment Desktop

Job Description: Business Analyst for Investment Desktop Role – Business Analyst Location – London Key... valuation, performance measurement, reconciliation, and Compliance Familiarity with financial instruments and investment...

Company: NConsulting
Location: London
Posted Date: 26 Mar 2025

Business Analyst for Investment Desktop

Analyst for Investment Desktop Key Responsibilities: 1. Requirements Gathering: Collaborate with stakeholders, including...Job Description: Business Analyst Job Location London / Onsite Job Type: Permanent Job Description: Business...

Company: FalconSmartIT
Location: London
Posted Date: 25 Mar 2025

Analyst, Senior Auditor - Corporate, Investment and Regional Banking

discipline is preferred CERTIFICATIONS • Data Analyst and/or Tableau Certifications are highly desirable • Professional auditing... Commercial Banking, Global Corporate & Investment Banking, Global Markets, Japanese Corporate & Investment Banking, as well...

Location: London
Posted Date: 13 Mar 2025

V.I.E. - 1 year - Investment Banking Analyst F/M - Londres

and provides financial advisory, structured finance, investment banking and M&A services. Our client-centric strategy is designed... to offer tailor-made solutions to clients across the world. The Coverage & Advisory for UK Corporate analyst's primary task...

Company: Natixis
Location: London
Posted Date: 20 Feb 2025

Investment Oversight Analyst, Assistant Vice President, State Street Global Advisors

for supporting investment compliance, including the monitoring of regulatory requirements and client-specific guidelines. Key... to investment compliance processes, with a focus on establishing globally consistent best practices Work with IT, data, and system...

Company: State Street
Location: London
Posted Date: 03 Apr 2025

PGIM European Services Ltd | Junior Compliance Analyst

seeks a Junior Compliance Analyst to support PGIM Marketing Compliance. Based in London, this entry level role will be part... of a dedicated team that’s investing in your future by shaping tomorrow today. At PGIM, You Can! What you will do PGIM Compliance...

Location: London
Posted Date: 16 Apr 2025

Senior Analyst, International Trade Compliance

. About this role: The Senior Compliance Analyst plays a critical role in supporting the company’s adherence to legal and regulatory... and investment to become a leaner, more agile company, leveraging latest technology, process insight and ways of working...

Company: Tate & Lyle
Location: London
Posted Date: 02 Apr 2025

Senior Consultant, Manager, Prudential & Risk Management Investment Management & Wealth

assessment. The team typically partners with Investment Management and Wealth Management (IM&W) clients to provide advisory... To Your Industry), providing in depth skills and expertise and practical understanding of the requirements of Investment Management...

Company: Deloitte
Location: London
Posted Date: 23 Apr 2025

Compliance Monitoring & Surveillance, Assistant Vice President, Hybrid

Crimes Compliance Market Surveillance team oversees State Street’s Foreign Exchange (FX), Equity, GlobalLink, Global Treasury... you are up for. What you will be responsible for As Trade Surveillance Analyst you will Design and implement advanced...

Company: State Street
Location: London
Posted Date: 09 Apr 2025

Compliance & Financial Crime Auditor (AVP)

A leading multinational Investment Bank in London are looking to hire an AVP in their Compliance and Financial Crime... teams ad hoc. Job Title: Compliance & Financial Crime Auditor (AVP) Salary: £71,000 – £83,000 Industry: Investment Bank...

Company: Bruin Financial
Location: London
Posted Date: 19 Mar 2025
Salary: £71000 - 83000 per year

Treasury Analyst

, healthcare, Employee Assistance Program, annual leave, discounts, and in-house training. We need a Treasury Analyst... Treasurer to achieve overall Treasury objectives. Always Ensure full compliance with the Treasury Policy. Proactively suggest...

Location: London
Posted Date: 29 Apr 2025

Reg Change Business Analyst(RWA,FRTB,Capital Calculation)

Job Tittle: Regulatory Change Business Analyst (RWA, FRTB, Capital Calculation) Location: London - 3 Days a Week... sector? Our client is seeking a dynamic and motivated Regulatory Change Business Analyst with a keen focus on the Fundamental...

Company: Adecco
Location: London
Posted Date: 27 Apr 2025