state nexus and filings to ensure compliance with state tax laws and regulations, identifying any potential areas of risk...Role: US Tax Compliance Manager Location: New York, NY MiQ Digital Inc is searching for a detail-oriented tax...
and reporting to the Vice President, Legal & Compliance, Infrastructure, this Director, Legal & Compliance, Infrastructure... will assist with the compliance function for the OMERS Infrastructure business. With 100+ investment professionals, OMERS...
At least once a year, assess the effective functioning of the compliance function, including through audit Development of a risk...Global investment Firm seeks an expereinced Anti-Money Laundering Compliance Officer, this indvidiual wioll...
Management) to join our Risk & Compliance team. This role is located in New York City. Preferred candidate should have a minimum... of something extraordinary. We're seeking a future team member for the role of Vice President, Compliance & Control (Wealth...
boroughs with more than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers... who will be responsible for the following: - Supporting the PREA Director to ensure facility compliance with the Prison...
, and regulation-collaborating with senior leaders across Legal, Risk, Compliance, and IT to ensure that our systems... - Collaborate with Legal, Risk, Compliance, and IT teams on platform requirements - Manage vendor relationships and technology...
indicate market abuse or non-compliance with internal policies. * Risk Assessment: Strong skills in conducting risk...: The Compliance Officer - Trade Surveillance at FalconX will be responsible for monitoring and investigating trading...
Collaboration: Proven ability to work collaboratively with legal, risk management, IT, and other departments to enhance compliance...: The Compliance Manager at FalconX will be responsible for conducting complex investigations into potentially suspicious...
seeking a proactive and detail-driven Compliance Manager to lead our compliance programs, with a core focus on building SOX..., helping drive the evolution and scale of our compliance program. This is a full time role that can be held from our San...
of experience in consulting, program management, compliance/risk management, or other operational disciplines. - Solid...USDS Financial Crimes Compliance is responsible for overseeing and operationalizing all aspects related to Anti-Money...
, assisting with compliance risk assessments, and preparing reports to monitor identified risks for various business lines... exceptions relating to Consumer Compliance monitoring. Assist the Consumer and Regulatory Compliance Risk Assessment. Assist...
, assisting with compliance risk assessments, and preparing reports to monitor identified risks for various business lines... exceptions relating to Consumer Compliance monitoring. Assist the Consumer and Regulatory Compliance Risk Assessment. Assist...
obligations, product risk profiles, and partnership terms Identify and mitigate future compliance gaps by influencing roadmaps..., improving tooling, and developing scalable controls What You Need 8+ years of experience in product compliance, risk...
and document compliance forensic testing. Interface with other Aflac Compliance functions and Investment Risk as appropriate... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
and document compliance forensic testing. Interface with other Aflac Compliance functions and Investment Risk as appropriate... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
, Compliance Product Management who will be responsible for leading the strategy, development, and integration of Regulation... closely with Compliance, Legal, Engineering, and Operations teams to ensure that our systems effectively support regulatory...
Essential Functions Organize and Audit co-manufacturers QA related documents to ensure compliance to Boar’s Head..., Retail Store Operations, Manufacturing, and Food Distribution outlets, etc). Conducts ongoing risk assessments, develops...
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... group (the Group) in its Global Compliance Department. The Group is responsible for the implementation and management of the...
obligations, direct lending and opportunistic credit. We seek to generate attractive risk-adjusted returns for institutional... our world-class capabilities in investment grade private credit. Job Description: The Compliance AVP will work on a variety...
do in the role: Help identify risk and impact to Legal & Compliance coverage area to prioritize areas of focus Execute... candidate will join our Compliance Audit team, which is responsible for execution of our Legal and Compliance audit program...