, ensuring appropriate risk thresholds are in place. Conduct internal and external due diligence for compliance with global... sanctions and regulatory frameworks. Partner with legal teams to address trade and export control compliance matters. Lead...
Medicaid billing regulations and plays a critical role in protecting revenue integrity and mitigating compliance risk. Works... billing and audit readiness. Identifies high-risk documentation patterns and lead remediation efforts. Directs key...
responsible for driving clinical excellence, ensuring regulatory compliance, and mitigating risk across the Home Care line... with education, operations, quality, compliance, legal, risk, research, and intake teams, the leader fosters inter-professional...
of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent... function within the Firm’s risk management framework to foster continual improvement of risk management processes...
as of December 31, 2024. Position: We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance... practices; update policies and procedures accordingly. Lead compliance training sessions for marketing, investment, and client...
, training, monitoring, and risk assessments as needed. Ad Hoc Regulatory Assignments: Lead or support high-priority regulatory...THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal...
controls and emerging risks in key risk areas of the determined audit scope to provide reasonable assurance of compliance... execution timeline. Support the AIC and Team Lead in performing issue validations, annual risk assessment and audit planning...
for educating and training personnel on compliance, regulatory and risk management issues. Assist in the drafting of compliance... an impact. POSITION Rockefeller Capital Management’s Compliance function is looking for a Summer Analyst to support the team...
, and scaled across a global enterprise. This role is a rare opportunity to lead the modernization of mission-critical compliance..., and regulation-collaborating with senior leaders across Legal, Risk, Compliance, and IT to ensure that our systems...
seeking a proactive and detail-driven Compliance Manager to lead our compliance programs, with a core focus on building SOX... ITGCs and supporting frameworks like SOC 2 and ISO 27001. This position includes the opportunity to lead and grow a team...
of experience in consulting, program management, compliance/risk management, or other operational disciplines. - Solid...USDS Financial Crimes Compliance is responsible for overseeing and operationalizing all aspects related to Anti-Money...
and document compliance forensic testing. Interface with other Aflac Compliance functions and Investment Risk as appropriate... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
and document compliance forensic testing. Interface with other Aflac Compliance functions and Investment Risk as appropriate... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
compliance data that supports internal reporting and regulatory investigations Lead agile ceremonies, manage sprint backlogs..., Compliance Product Management who will be responsible for leading the strategy, development, and integration of Regulation...
do in the role: Help identify risk and impact to Legal & Compliance coverage area to prioritize areas of focus Execute... and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk...
obligations, direct lending and opportunistic credit. We seek to generate attractive risk-adjusted returns for institutional... our world-class capabilities in investment grade private credit. Job Description: The Compliance AVP will work on a variety...
candidate will join our Compliance Audit team, which is responsible for oversight and execution of our Legal and Compliance... of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent...
Opportunity Assist the Head of Investment Advisory Compliance in administering the firm’s Compliance Program, focusing... on investment and trading activities addressing regulatory and compliance risks such as brokerage/commission practices, conflicts...
activities relating to the preparation and delivery of tax compliance client service Lead tax delivery processes and build... and advice. Your Key Responsibilities Serve as the Tax Functional Leader across compliance, advisory or annuity tax service...
, and documentation. Lead the preparation and review of moderately complex tax/accounting regulatory and tax compliance with limited... of tax methods of accounting as well as tax processes or calculations for compliance purposes. Responsible for identifying...